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Financial Advisor   

$50MM AUM | $450,000 GDC in Cary, NC

Member Level
Last Activity
2 weeks

Business Mix:

10% Comm
90% Fee


Cary, NC, US
12 Month Gross Revenue
Number of Accounts
Avg Client Age


James Mertens, CFA, MBA - ___ - ___ - ___-___-____ cell phone

One stop hybrid RIA platform providing excellent operating leverage and independence. Professional office space in Cary with plug and play capability, join the DBA or use your own - very flexible structure depending on how independent you wish to be.

Continuity and succession solutions for client focused practices - including acquisitions or sell and stay situations. Potential to team with like minded advisors to pursue larger acquisitions and mutual continuity.

Hybrid RIA-B/D is the ideal set up for those serous about pursuing acquisitions, transitioning from a wirehouse or just positioning themselves for growth. Multiple custodian options, 401k advisory contracts, robo-solution, collateralized bank loan solutions.... all non-proprietary ensuring you get to put clients first and stay objective.


Has Office Space to Share in Cary, NC

Private office suite with conference room and staffed reception area.

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