Overview

Our firm is a Branch Office of one of the largest independent broker dealers with 22 Advisors in five states. For the Advisor looking to grow his or her practice, we provide technology and marketing resources not available at most firms that will help both client retention and the development of new business. We also work with Advisors to use our available resources to develop a model for management of his/her practice to efficiently operate daily and manage both new business and client servicing needs.

We have an expertise in helping Advisors create succession plans that both maximize the value of a practice as the Advisor approaches retirement and protects the value of a practice in the event of the Advisor's death. With our size and available resources, we are able to develop and fund creative transition packages for a qualified candidate whether you are looking to grow your practice or develop a succession plan.

For Advisory business, you will have three options available. You can be affiliated with our independent investment advisory firm, utilize the broker/dealer's RIA, or be registered with both. For those looking to develop a more fee based practice model, we are able to offer a variety of fee based planning options whether services are provided by the Advisor or the firm.

For the entrepreneurial Advisor, we have several platforms available:
• Housed: We provide professional office space, conference and meeting facilities, staff and marketing assistance, and technology for the Advisor looking for the synergy of being housed with other professionals.
• Detached with Support: We provide conference and meeting facilities, staff and marketing assistance, and technology for the Advisor looking for a professional location to meet with clients but prefers to work remotely.
• Detached: This arrangement is for the Advisor who wants to maintain a separate office whether under his or her DBA or as an affiliated firm office.

If you are an Advisor affiliated with an insurance carrier firm, a bank Advisor, from a Wall Street wire house, or an independent Advisor who doesn’t feel the firm is providing the support to help grow your practice, now would be the time to explore the opportunity we have available!

Last Activity
6 months or more

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