$200MM AUM in San Jose, CA

Member Level
Last Activity
6 months or more
San Jose, CA, US
Profile Type
Fee 0% Commission 100%
# of Accounts
Avg Client Age

We are a family team looking to purchase/ transition a predominately fee based book of business to expand our practice. has been in the industry for 45 years with a long track record of personal and professional investment success and will continue to be around for another 10 years as I am his succession plan. We have experience with stocks, bonds, mutual funds, and life insurance; however we specialize in stocks and stock research.

We are long-term value investors that focus on financial planning and custom portfolios creation and management with around 1MM in AUM per client on average. We do our own research, we do not use third party money managers, and are often personally invested in the investments we choose for clients. We do not usually sell annuities, whole life or variable life insurance and stay away from high commission low value products for our clients.

We are currently registered in: AL, AZ, CA, CO, FL, HI, ID, IL, KS, KY, MA, MD, MO, NC, NM, NY, OR, TX, UT, VA, VT, WA.

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