$40MM AUM | $300,000 GDC in Santa Rosa, CA

Market
Advisor/RIA
Member Level
Lite
Last Activity
6 months or more
General
Location
Santa Rosa, CA, US
Listing Type
Seller | Merge | Find Successor | Continuity | Join A Practice
Fee 0% Commission 100%
AUM
$40,000,000.00
Gross Revenue
$300,000.00
# of Accounts
100
Avg Client Age
65
Overview

This Overview was revised March 1st, 2018.
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Seeking to sell to or merge with a larger, established securities office. Seeking to work at the firm for 3-8 years before being completely bought out. Seeking to sell to or merge with a larger firm in 2018. The ideal buyer candidate is a well established firm that has experience with variable annuities and mutual fund asset allocation. The ideal candidate is primarily fee based or transitioning to fee based but is also comfortable with commission based representatives. The ideal firm uses both financial planning software and money management services. Only interested in candidates located in Marin, Napa or Sonoma Counties, with a strong preference for Sonoma County.

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