Overview

Caldwell Securities Inc. manages separate accounts for wealthy individuals and families, with clients located throughout the United States. We use rigorous fundamental analysis with a buy and hold approach, primarily in small cap value. The firm, which was founded in 1982, is dually registered as both a broker dealer and a SEC registered investment advisor. The firm's principals hold the CFA designation. Other employees have the CFP designation or are CPAs. We have made two successful acquisitions in the last five years. We are seeking additional acquisitions or to be the successor to investment advisors looking to transition into retirement. The firm's primary strengths are research capabilities combined with prudent investment management and client communication. We value our clients, employees and our culture of compliance and service.

Market
Advisor/RIA
Member Level
Basic
Last Activity
this month

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