$6MM AUM | $55,000 GDC in Midvale, UT

Market
Advisor
Member Level
Basic
Last Activity
within 2 months
General
Listing Type
Buyer | Successor
Location
Midvale, UT, US
Fee 0% Commission 100%
Gross Revenue
$55,000.00
# of Accounts
10
Avg Client Age
55
Overview

Wish to purchase a "book of business" from an advisor nearing retirement or an advisor looking to exit the profession. I would prefer someone in Utah; however, that is not a requirement. I prefer clients with traditional stock, mutual fund/ETF, and bond portfolios. Have degrees in Finance, Accounting, and International Economics and I perform most financial services “In-House”. I'm a former OTC market-maker and derivatives trader with Morgan Stanley and equity analyst with Zacks Investments. Have 20 years of experience working in the brokerage industry.

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