$50MM AUM | $380,000 GDC in Beverly Hills, CA

Market
Advisor/RIA
Member Level
Premier
Last Activity
within 2 months
General
Compatibility
Location
Beverly Hills, CA, US
Listing Type
Buyer
Fee 0% Commission 100%
Gross Revenue
$380,000.00
# of Accounts
38
Avg Client Age
70
Overview

As an owner of a top Ameriprise Financial practice in Beverly Hills, CA, I'm looking to expand through the purchase of additional clients and assets. I am focused on exceptional service and provide a unique client experience, treating clients like they are part of the family. My approach helps clients achieve their financial goals for education, retirement and individual milestones before, during and in retirement. Presently, maintaining a series 6, 63, 65, 7, Life & Health, I have worked in different areas of the financial industry from raising capital for start ups, offering clients private placements opportunities, participating in taking private companies public either through IPO or reverse merger, owning a trading firm, overseeing 401k plans, asset management/SMA's, working with a variety of insurance products and financial planning. I have 100% customer client survey with existing clientele. My clients are like family to me and I go above and beyond the normal practice of a financial advisor, from helping a client sell or purchase a new home, comforting them through a death of a spouse, locating the correct assisted living facility for their condition or as simple as negotiating the purchase of a car. At Ameriprise Financial, we like to introduce ourselves through financial planning. Understanding the client's cash flow is essential. It helps us identify areas where we can help them save money as well as understand their assets and liabilities. It is vital for our clients to protect themselves through the use of a Trust, having a Power of Attorney, a living will and a Healthcare Directive. We, also, take an active interest with our client's CPA's, Trust Attorneys and/or Business Managers allowing the client to focus on what’s important to them whiles were able work effectively with their team. By this time, we have learned the client's objectives, suitability, and risk tolerance which allows us to either create, re-allocate or review a client's portfolio objectively making recommendations based on their financial plan; whether its saving for retirement or ensuring they will live comfortably through retirement. And, finally at our client’s retirement stage how to efficiently assist them in wealth transfer, protecting their assets and for them to live in comfort during retirement!

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