Overview

We are a financial planning and investment firm serving clients mostly in Las Vegas, Nevada. Our integrity is designed to have a checks-and-balances system through our relationship with LPL Financial (our broker-dealer and clearing firm) and Caldera Wealth Management (the servicing firm).

LPL Financial has the strength, resources, and experience of one of the world's largest providers of financial services. They have custody of our client's assets. All checks are payable directly to LPL. We can count on prompt, accurate execution and clearing of transactions through one of the most respected clearing firms on Wall Street.

LPL Financial has 1.35 trillion in assets and over 22,000 advisors as of the end of 2023. As our RIA/BD, they give us access to all the tools that allow us to manage our business, portfolio models, and accounts with ease, including mobile deposits and accepting e-signatures. I have been with LPL since March 2018.

Caldera Wealth is known for its white-glove approach to financial planning. Making it easy is the cornerstone of our work with clients. Our process defines our business model as a "PEAK" advisor. We create and manage our own models, in which clients enjoy lower total management fees than competitors. We are also recognized leaders in providing and managing small business needs, including assistance in reducing expenses and tax liability.


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