Listing in Thousand Oaks, CA

Market
Advisor
Member Level
Basic
Last Activity
within 2 months
General
Listing Type
Buyer | Succession | Continuity | Successor
Location
Thousand Oaks, CA, US
Fee 0% Commission 100%
50
# of Accounts
50
Avg Client Age
Overview

I hope to obtain the Series 65 or the Series 66 license. I will then proceed to pursue advisors that want to leave their b/d and pursue a joint RIA business model and start a new RIA via an acquisition of an existing RIA and/or the acquisition of a B/D asset manager broker that wants to transition to an RIA model. I will pursue buying an existing practice, possibly keeping the name of the business the same and the custodian the same to start the new firm.

Extended Profile Information

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