Listing in Thousand Oaks, CA

Market
Advisor
Member Level
Basic
Last Activity
this week
General
Listing Type
Buyer | Succession | Continuity | Successor
Location
Thousand Oaks, CA, US
Fee 0% Commission 100%
# of Accounts
50
Avg Client Age
50
Overview

I hope to obtain the Series 65 or the Series 66 license. I will then proceed to pursue advisors that want to leave their b/d and pursue a joint RIA business model and start a new RIA via an acquisition of an existing RIA and/or the acquisition of a B/D asset manager broker that wants to transition to an RIA model. I will pursue buying an existing practice, possibly keeping the name of the business the same and the custodian the same to start the new firm.

Business Mix Info

Blurred Business Mix
Blurred Fund

Clearing Firm / Custodian

Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred

Variable Annuities

Blurred

Insurance Business

Blurred Blurred Blurred

Technology Solutions

Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred Blurred Blurred

Loading...