Overview

I have the Series 65 and Series 66 licenses. We will proceed to pursue advisors that want to leave their b/d and pursue a joint RIA business model and start a new RIA via an acquisition of an existing RIA and/or the acquisition of a B/D asset manager broker that wants to transition to an RIA model. We will pursue buying an existing practice, possibly keeping the name of the business the same and the custodian the same to start the new firm.

Market
Advisor/RIA
Member Level
Premier
Last Activity
2 weeks

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