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Financial Advisor   

$40MM AUM | $200,000 GDC in Sugar Land, TX

Member Level
Basic
Last Activity
6 months or more

Business Mix:

0% Comm
100% Fee

General

Location
Sugar Land, TX, US
12 Month Gross Revenue
$200,000
Number of Accounts
65
Avg Client Age
50

Overview

Fee-only, state registered RIA firm located in Sugar Land, TX. The business is an even mix of Private Wealth Management and Defined Contribution Plans. The owner is under 40, holds the CFP & AIF designations, and founded the organization in 2016 after 15 years in the financial services industry.

The Private Wealth Management division uses in-house strategies (both Tactical and buy/hold) that are customized to each family served. The firm uses Orion for reporting, billing, and trade order management.

The Defined Contribution division is the growth engine of the organization. The firm serves as an ERISA 3(38) Fiduciary and is out-front of the coming DOL regulations.

The firm is primarily looking to acquire defined contribution books or enter in to an agreement to be a successor for retirement plan advisors, but is open to other buy/merge/become a successor opportunities with like-minded advisors.

 
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