$10MM AUM | $100,000 GDC in Westlake Village, CA
Member is Interested In:
The book is 100% Advisory. Nearly all mutual funds (Institutional share class), a few legacy individual equity positions, some ETFs. No use of options or proprietary strategies. Mostly conservative clients, as the asset mix is 75% fixed income 25% equities (mutual funds/ETFs). Use both passive and active strategies (depending on client's goals and objectives). Would be looking to merge/buy a practice that fits this type of client mix.