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Financial Advisor

$15MM AUM | $60,000 GDC in Stamford, CT

Member Level
Basic
Last Activity
6 months or more

Business Mix:

0% Comm
100% Fee

General

Location
Stamford, CT, US
12 Month Gross Revenue
$60,000
Number of Accounts
25
Avg Client Age
55

Overview

Prospect Advisors is a registered investment adviser (RIA) providing clients both equity and fixed income portfolio management services. We are a fee only adviser and manage our assets on the Charles Schwab Institutional platform. We construct our portfolios with an emphasis on domestic equities, but have significant exposure to international equities as well. Fixed income assets are managed by using closed end funds, ETF’s and mutual funds. We emphasize the analysis of closed end funds which we believe can offer unique investment opportunities. As disciplined value investors, Prospect’s approach is based on the premise that the price one pays for an investment makes a significant difference to long-term performance. In addition to the above, Prospect provides institutional equity research services to the Wells Capital Value Group in New York. Wells Capital is a subsidiary of Wells Fargo, and the Value Group is responsible for managing $4 billion in small and mid-capitalization equities.

 
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