Overview

My practice focuses on providing families and businesses with the personal service, financial guidance, and customized strategy(ies), necessary to meet their various goals. The concepts I utilize include managed money, mutual funds, annuities, life and disability insurance, and various group retirement plans. I currently hold Series 6, 63, and 65 securities licenses, along with life, health, and p & c licenses, and will be obtaining a Series 7 license in early 2019. Ideally, a fit for my practice would be for a broker/advisor to be within 5 years of retirement, with the intent of their successor to continue to provide the elite service they have been able to provide their clients.

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Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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