Heavily credentialed fee-only financial planner with state-registered RIA exploring opportunities to join/merge with a larger firm. Seeking continuity for my clients, the opportunity to put my toolbox of credentials and skills to greater use, and to contribute to a larger team instead of being the lone ranger.
My RIA is a financial planning and investment management firm specializing in the retirement transition (both financial and non-financial facets) and providing tactical discretionary portfolio management for clients.
We serve 31 client households with ~$11.5 Regulatory AUM (discretionary and non-discretionary) plus non-managed AUA of ~$2.8M most of which involves 3(21) consulting services to sponsors of four small 401(k) plans. Fixed project or hourly consulting engagements are also selectively provided.