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Financial Advisor   

$3,500MM AUM | $35MM GDC in Cary, NC

Member Level
Lite
Last Activity
this month

Business Mix:

30% Comm
70% Fee

General

Location
Cary, NC, US
12 Month Gross Revenue
$35,000,000
Number of Accounts
10,000
Avg Client Age
60

Overview

Being Independent does not have to mean being along: Independent Advisor Alliance is one of the fastest growing super OSJ/hybrid RIA partners in the LPL system - and for good reasons! Currently serving 75 advisors representing over $3.5 billion AUM, IAA provides its affiliated advisors with a broad range of customized support services designed to optimize efficiencies, reduce expenses, attract and retain clients, and boost revenue.

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Back office sounds great, but what about front office? Du Lac Wealth Services offers a plug-and-play professional office structure to allow your business to hit the ground running. Your level of independence is your choice - bring your own team/name and just share space. Or jump on the DLWS DBA and team with us for continuity and growth. We see value in more advisors to scale operations and compete for acquisitions without getting so big that your influence is diluted.

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As a 10 year LPL veteran with 20 years of industry experience - I can attest to the value of independence when your top focus is client service without conflicts of interest. Now in my second year with IAA, I have taken that independence to a new level much to the benefit of my clients. If you are in Cary or the RTP area and looking for greener pastures - please contact me. Outside of Cary - feel free to ask me about IAA or contact them directly. I was one of 30 new advisors to their group last year, and this year looks to add even more. Any search without considering them is incomplete - especially in the Carolinas.

Best regards,

Jim Mertens, CFA, MBA
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Has Office Space to Share in Cary, NC

Three professional offices available with reception area and future expansion of two more offices possible. Oversized offices with high ceilings and large windows - our space was built out to be open, warm and inviting. It is owned so no risk of rent escalators or silly restrictions on modifications. Office sharing is popular for those who prefer a mobile/home office but see the value of support and access to space as needed.

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