$43MM AUM | $258,000 GDC in De Pere, WI

Market
Advisor/RIA
Member Level
Premier
Last Activity
this month
General
Compatibility
Location
De Pere, WI, US
Listing Type
Buyer | Merge | Join A Practice
Fee 0% Commission 100%
Gross Revenue
$258,000.00
# of Accounts
85
Avg Client Age
50
Overview

Independent, state-registered RIA with. My primary objective is helping clients become and remain financially independent throughout the market cycle.

Relatively young owner with a long future in the business. 13 years experience in industry. Seven years at one of nation's top-ranked independent RIA firms working with mass affluent, high net worth, and ultra high net worth. I have a long future in the business looking to acquire a firm or merge with an existing firm. Preferred custodian is Charles Schwab.

Systems I currently use: MoneyGuidePro, Tamarac AdvisorView (portfolio accounting and reporting), Microsoft Suite, YCharts.

Blend of active and indexed strategies within portfolios. Strong focus on planning and tax-sensitivity. Mutual funds, ETFs, and options.

Business Mix Info

Blurred Business Mix
Blurred Fund

Clearing Firm / Custodian

Blurred

Third Party Money Managers

Blurred Blurred

Mutual Funds

Blurred

Variable Annuities

Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred

Loading...