$120MM AUM | $1.1MM GDC in Pasadena, CA

Market
Advisor
Member Level
Basic
Last Activity
this week
General
Listing Type
Buyer | Merge
Location
Pasadena, CA, US
Fee 0% Commission 100%
$1,100,000
Gross Revenue
200
# of Accounts
62
Avg Client Age
Overview

Privately held, dually registered BD/RIA. Expanding office space and looking to add mid-career and seasoned advisors to complement the firm. Firm has an insurance agency subsidiary, and offers a full complement of financial services using the Bank of Mellon New York and Pershing as our custodial and platform partners. Ideal opportunity for an advisor who is growing a business but is hampered by the annually fluctuating grid compensation system of a wirehouse, or for an advisor nearing retirement looking to transition their business in a manner that takes care of their clients first and yet secures a longer duration payout on their book of business for themselves.

Extended Profile Information

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