Overview

Privately held, dually registered BD/RIA. Expanding office space and looking to add mid-career and seasoned advisors to complement the firm. Firm has an insurance agency subsidiary, and offers a full complement of financial services using the Bank of Mellon New York and Pershing as our custodial and platform partners. Ideal opportunity for an advisor who is growing a business but is hampered by the annually fluctuating grid compensation system of a wirehouse, or for an advisor nearing retirement looking to transition their business in a manner that takes care of their clients first and yet secures a longer duration payout on their book of business for themselves.

Last Activity
6 months or more

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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Variable Annuities

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Insurance Business

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Resources
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