We are an experienced results-oriented RIA headquartered in CA for over 15 years with clients in 22 states and satellite offices in NJ, MA, and AZ. We are looking to expand our business in existing regions but are open to other geographies as well if there is a strong cultural fit. Our timing is flexible but we are a motivated buyer, with the ability and preference to close quickly. We are experienced with the acquisition and transition processes and are open to different deal structures.

We take a client first approach to developing strong wealth management portfolios, and pride ourselves on building trust and strong relationships with our clients. Our business model is nearly 100% fee based managed money but also includes insurance and financial planning.

Our investment strategy is designed to reduce risk and volatility vs the broader markets while delivering attractive returns through diversification and active investment/portfolio management. Our strategies have a proven track record of suitability and success for individuals, institutional investors, and retirement plans i.e. 401k & IRA Rollovers.

We are interested in finding like-minded firms looking to transition their clients and business into good hands, and we look forward to the opportunity to work with you.

Thank you for your consideration!

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