We are an independent SEC Registered Investment Advisor that is wholly owned by a publicly traded bank holding company with total AUM of $1.9 billion. The focus in the RIA side of the business is holistic financial planning coupled with investment management for individuals with current offices in Wisconsin, Illinois, Missouri, Florida and New York and willing to expand to other areas if it strategically makes sense with our growth plans. We are actively pursuing acquisitions in these markets and desire to retain the current employees where it makes sense.
We have the capabilities with a broker dealer to house traditional brokerage accounts, RIA investment management accounts and through our trust department 401k's, traditional corporate trust work and settlement trusts. Whether you manage $10,000,000, tired of being solo and desire to work with a team or have a larger successful practice with a team of people we would propose a conversation. Being a cultural fit with a mid size firm that is growing and ever changing is of utmost importance to whether it is a match, or not.