Our firm traces its roots over 170 years. We have a legacy of servicing our Investment Banking clients as well as our High New Worth clients on a worldwide basis via our dual FCA and FINRA registration.
In order to leverage its growing B/D and $1 Billion+ in client assets, Our firm has recently launched an RIA. The RIA is designed to offer a diverse set of solutions for its clients including asset management, insurance, and a full suite of corporate services. ( Equity comp administration, 401k's, cash management )
We are the firm of choice for RIA's/Advisors looking for the next step in their evolution. Our offering is attractive to potential partners by offering a competitive transition package, industry leading advisor economics and a unique equity ownership structure. Additionally, there are tremendous opportunities to leverage business with our investment banking clients.
Please feel free to contact Ken Mathieson @ ___-___-____ ___