The bulk of the client base is consolidated within 5 to 10 miles of this advisor's office and a few are located in Florida and Arizona.
Looking for a buyer with a clean U4, no special designations are required.
The book of business has $105MM in cumulative AUM. $40 Million is managed and of the $65 million in AUM left, $35 million is in annuities, and the remainder is in brokerage accounts. There is a combination of stocks, mutual funds (c shares, fixed income and equities and some structured products)