Overview

The bulk of the client base is consolidated within 5 to 10 miles of this advisor's office and a few are located in Florida and Arizona.

Looking for a buyer with a clean U4, no special designations are required.

The book of business has $105MM in cumulative AUM. $40 Million is managed and of the $65 million in AUM left, $35 million is in annuities, and the remainder is in brokerage accounts. There is a combination of stocks, mutual funds (c shares, fixed income and equities and some structured products)

Last Activity
this week
Listing Age
250 days old

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred

Mutual Funds

Blurred

Variable Annuities

Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred Blurred

Technology Solutions

Blurred

CRM Systems

Blurred
Resources
Loading...