Market
Advisor/RIA
Member Level
Basic
Last Activity
within 2 months
General
Location
West Linn, OR, US
Profile Type
Buyer | Merge
Fee 0% Commission 100%
AUM
$30,000,000.00
Gross Revenue
$350,000.00
# of Accounts
300
Avg Client Age
60
Overview

I'm a Certified Financial Planner and also have the Certified Annuity Specialist designation through the Institute of Business and Finance.

Dual registration as both a broker and investment advisor, and the broker/dealer and RIA is called ClientOne Securities out of Kansas. My business is primarily annuities and alternative investments, although we maintain a small book of managed money at Charles Schwab using the Envestnet platform.

Alternative investments include non-traded preferred stocks and select Business Development Companies and Non-traded REITs. Annuities are primarily MYGAs, SPIA/DIA and FIA with only a couple of Variable Annuities in the book.

My goal is to meet someone who is open to working with a young credentialed advisor and utilizing me as a short-term succession plan (retire in 3-5 years). I'm willing to pay a premium to the market for the opportunity.

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