$10MM AUM | $100,000 GDC in Houston, TX

Market
Advisor/RIA
Member Level
Basic
Last Activity
today
General
Location
Houston, TX, US
Profile Type
Seller
Fee 0% Commission 100%
AUM
$10,000,000.00
Gross Revenue
$100,000.00
# of Accounts
88
Avg Client Age
65
Overview

Nice book of business with a well diversified client mix. A few high net worth clients with some smaller transactional business. My focus has been on creating a steady income stream using managed accounts and C-share mutual funds. Supplemental income comes from life insurance and annuities. These clients have been with me for 5 to 10 years and should have no trouble with a transition to a new advisor.

The product mix is standard for the mutual funds offered as I do not run 100s of different funds. Probably less than 50. I can go over all the funds with the prospective buyer. I use Allianz and AXA for annuities. Nationwide for Life Insurance. Typically have a matrix that I use for the managed accounts. Standard Core/Satellite mix.

I'm looking to sell in order to pursue a new business opportunity. I'm willing to help with transition for a few additional months to smooth everything over for the buyer. Let me know if you are interested.

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