Overview

Financial Services veteran with 26 years of experience across mutual funds, ETFs, SMAs, and college savings plans. FINRA Series 7, 24, 50, 63 and a CFA Charter Holder I am experienced in investment management/asset allocation, P&L management, marketing, and distribution. I am leaving the corporate world and looking to join or buy an existing financial advisory practice. Mid six figures of available capital and potentially more for the right opportunity.

Market
Advisor/RIA
Last Activity
this month

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred

Loading...