Overview

I have been in the financial services industry for over 15 years. I currently have an active Series 7 license. I will be taking the Series 30 and Series 65 exams shortly. I currently work in the futures industry (managed accounts and algorithmic trading providers). I also head the operations and compliance division for the broker dealer side of our firm. I have extensive experience dealing with high net worth individuals. I am strong with trading and asset allocation. I am looking to either purchase a book of business or joining a firm to workout a potential succession plan with the current advisor. I am looking for something the in the greater Los Angeles area. I do have some contacts in the LA area and would be willing to bring over some friends and family accounts to the firm.

Market
Advisor/RIA
Member Level
Basic
Last Activity
this week

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