Market
Advisor/RIA
Member Level
Basic
Last Activity
2 weeks
General
Location
Houston, TX, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$70,000,000.00
Gross Revenue
$650,000.00
# of Accounts
234
Avg Client Age
57
Overview

I would like to acquire other practices to merge them into mine. I custody my assets at Fidelity for fee based accounts and National Financial for commission based accounts. I use the RIA affiliated with SCF Securities based in Fresno. My primary focus will continue to be fee based with 529 plans or alternative investment or insurance being smaller part of by practice. With 30 years of experience coupled with a loyal client base I can provide a stable platform of new clients. I would want selling adviser to assist with the transition, provide a history profile for each household and stay involved for a predetermined time. If seller is wanting to stay involved long term we can explore the idea of making them an employee or support person.

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