Overview

We are looking to merge with another small practice or individual advisor that is looking to go out on their own or join a group like ours for synergy, built in systems, client support and long-term succession planning for our senior owners. Best situation would be a CFP® practitioner (or willing to become a CFP® practitioner) that has their own clients to add to ours and a minimum of 5-10 years’ experience with expectations or working another 20 plus years. We are not necessarily looking to buy a practice; we prefer a merger with someone under $25mm in AUM. If you have any interest in discussion options, please send me a message.

Our firm is independent RIA in Dublin, Ohio with comprehensive planning services, RIA Investment management, as well as separately owned tax practice for individuals and businesses with CPAs and EAs, insurance support for most all policies & Elder Law Attorney services through an on-site Elder Law Firm. All services are available based out of one location and we work with clients all over the country.

For our planning and investment management RIA, we use Fidelity as our custodian, but we are open to adding a dual custodian relationship with Schwab. (Any firm that is looking to work with us and utilizes either of those firms will not need to re-paper client accounts). We utilize Morningstar as our billing and performance reporting, and we report to direct SEC. Our firm utilizes Redtail as our CRM system and E-Money for client portal and financial planning software. While we primarily work with individuals and have a specialty with state pension benefits, we also work with small businesses providing comprehensive services. Both RIA Owners are 53 years old, each 30 years’ experience.

Our firm maintains the highest levels of ethical standards and client service with a focus on education and putting the client’s interest first. We receive a high level of referrals, and our client turnover is minimal (Maybe 1 per year due to moving or family in the business).

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