Overview

I am looking to leave my BD and drop my Series 7 and to join and RIA. 80% Fee based moving toward all Fee based. Fee for Planning on Second Meeting. I use fee based accounts with Mutual Funds, ETF's, and a few individual stocks with some clients. I use Third Party Money managers with some other clients. I do use Annuities for an income Benefit when absolutely necessary.

I would like to merge with a practice my size or smaller with someone who would like to be out of the business in less than 3 to 5 years. Less if possible. I'd also merge with someone smaller and young, who could become a successor for me. I do not have a contingency plan. However, I am not retiring soon.
I now have a younger advisor with two years in the business building a business in my office under my DBA. He is not currently my succession plan but may be a good fit for you. He is 30.

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