Market
Advisor/RIA
Member Level
Basic
Last Activity
today
Profile Age
791 days old
General
Location
Livermore, CA, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$185,000,000.00
Gross Revenue
$900,000.00
# of Accounts
800
Avg Client Age
63
Overview

Looking to expand my practice with another location/branch office, accomplishing this by acquisition. Over 18 years experience in the financial services industry , just over 8 as a independent advisor. Specializing in Investment Management, Financial Planning, and Life Insurance. Have 3 staff/team members currently. Our approach to client service and satisfaction is very process driven and focused. Office is known for great communication, and excellent execution. Utilize Redtail and Albridge for client information and account performance management. Use Assetmark Inc as a primary 3rd party money management platform, Naviplan for Financial Planning, and have a couple great GA relationships for Life, LTC, and Disability Insurance. Current broker dealer and RIA is Securities America Inc and a predominate amount of client accounts clear through Pershing.

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