We are a California based RIA that has been in existence for over 40 years. We are part of the Advisor Direct referral platform with TD Ameritrade and also have custody arrangements with Schwab and Fidelity. I am the local advisor here in Colorado that handles all of our Colorado clients. I also work with the TD branches (5) here as well. Our management approach is what we call dynamic and our equity exposure will shift with our view of the market. We employ a 3 step process of fundamental analysis, technical analysis and a strong risk management sell discipline. We follow a mandate but try and customize portfolios for clients to a certain extent. Generally we use individual stocks (and bonds when appropriate), some ETFs and rarely a mutual fund. . We do have a BD relationship if that is a requirement for assets you may hold (annuities, alts, etc.)
We are exploring opportunities to acquire or merge a practice into our firm from an advisor who is looking to retire in the near future (1-2 years out) that desires to be intimately involved with the transference of the client relationships.

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