Overview

Our practice consists of qualified plan clients. We do not work with any individuals nor provide wealth management/financial planning services. We focus our practice on being a 3(21)a or 3(38) plan advisor to corporate and not for profit organizations. We also provide employee education services and design consulting. We are looking to acquire qualified retirement plan books or individual plans from wealth management advisors that do not focus on qualified plans. We are looking to partner with practices looking to get out of the qualified plan business to better focus their efforts and resources on their individual wealth management clients. Understanding that many times you maybe working with business owners as wealth/financial planning clients, we would look to partner with you and would not look to work with your individual clients. We find that many times retirement plans are under served by wealth management firms because it is not their focus. Many times these plans become takeover candidates for providers specializing in retirement plan advisory services. Rather than losing these clients why not monetize them now and use the proceeds to enhance and expand your wealth management services. We would also look to refer any high net worth individuals in the plan back to you.

We are very interested in speaking with individuals or groups looking to get out of the regulatory burdensome retirement plan business. We have access to financing options and would look to structure a deal that would work best for your and your clients. We hope to hear from you.


Last Activity
within 6 months
Listing Updated
Dec. 21, 2023

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