Overview

I am interested in discussing the purchase of a local practice. I am also willing to be part of a local advisor's succession planning.

I have been licensed and practicing as an advisor since May, 1991. I built an Ameriprise franchise from "scratch" into $175 MM in AUM. In my former practice, I had a staff of four full-time employees, two of them licensed. We did extensive financial planning (for a fee). I personally hired and trained each member of this team, which remained with the practice I sold in late 2014.

After my out-of -state father passed away in Texas and a non-compete period, which allowed me to "test" early-retirement, I find I am not burned out (as I felt at one time) and that I truly miss serving individual & business clients.

I have a long-term, clean compliance record and stellar credit. For the new practice I have started, I built a beautiful, conveniently located office near interstates 80 and 55. I am willing to travel for local clients who want/need home or business appointments. I'm looking to aggressively grow in 2019. I have custodial agreements with both LPL and TD Ameritrade.

I am an active volunteer in my local community and church. I have lived and worrked in this area my entire life. I am committed to serving my clients through all areas of financial planning and would be honored to discuss how we might continue the care you have provided for those you serve.

Last Activity
6 months or more

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