Overview

I am part of an independent RIA in Pleasanton and my focus is on 401(k) and 403(b) plans. I hold the CFA and CFP designations, and currently service approximately 40 retirement plan sponsors. Our private wealth clients clear through either TD Ameritrade or Charles Schwab, and we have a staff of 4 to assist with additional client service so you would not be transitioning your clients to a solo practitioner who does not have the ability to serve your clients after any transition has taken place.

Last Activity
6 months or more

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