Overview

Practice is 75 % fee based. 25 % commission based.

Products on the fee based side are through assetmark and the two major fund companies are American Funds and Oppenheimer.

The bulk of the client base is in Upstate New York. This is an OSJ of 30 advisors, and there are Advisors all over the country. all brokerage business is cleared with NFS. 50 % of the GDC is from compliance overrides.

the ideal terms are some percentage up front and the advisor can pay over time. They could pay the balance over two to three years. The time horizon for succession is 5 years.

The ideal advisor to take over the book would have to know what they are doing, no specialized credentials. but has to know the fee based world.

Market
Advisor/RIA
Member Level
Premier
Last Activity
6 months or more
Listing Age
1,301 days old

Business Data

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