$65MM AUM | $120,000 GDC in Arvada, CO

Market
Advisor/RIA
Member Level
Basic
Last Activity
today
Listing Age
142 days old
General
Compatibility
Location
Arvada, CO, US
Listing Type
Buyer | Merge
Fee 0% Commission 100%
Gross Revenue
$120,000.00
# of Accounts
55
Avg Client Age
45
Overview

I am a solo financial advisor that has focused primarily on working with corporate executives from publicly traded companies. I also have a niche in equity compensation administration for public companies and have three public companies as clients. I provide the executive trading (Rule 144 and 10b5-1 plans) for these corporate clients with the goal of building a relationship with the C suite to convert to wealth management.

What I hope to accomplish is to find an established advisor who focuses on high net worth and corporate executives that is looking for a junior partner to merge with and eventually do a long term succession plan. Ideally I would like to purchase a practice from someone looking to exit the business however I am open to partnering and earning my way. I am unique in that I have a niche in stock plans for public companies and have three corporate clients.

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