Market
Advisor/RIA
Member Level
Basic
Last Activity
within 2 months
Profile Age
561 days old
General
Location
Harrison, AR, US
Profile Type
Buyer | Merge
Fee 0% Commission 100%
AUM
$3,000,000.00
Gross Revenue
$60,000.00
# of Accounts
20
Avg Client Age
60
Overview

Helped build a $20 mil RIA from the ground up. Managed the entire Wealth Management division of the firm with 4 branch locations. I was the Lead Financial Advisor, Chief Compliance Officer, and Chief Investment Officer. Created, implemented, and supervised firms compliance program. I have been an advisor for over 5 years and have a B.S. in Finance Mgmt/Investments and an MBA. I hold a Series 66 and a life/health insurance license.

I have recently started my own firm and I am looking to find a mentor advisor where I can buy/merge their practice and continue to learn from them as they transition out of the industry. I am ready to move on something within the next few months.

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