Helped build a $20 mil RIA from the ground up. Managed the entire Wealth Management division of the firm with 4 branch locations. I was the Lead Financial Advisor, Chief Compliance Officer, and Chief Investment Officer. Created, implemented, and supervised firms compliance program. I have been an advisor for over 5 years and have a B.S. in Finance Mgmt/Investments and an MBA. I hold a Series 66 and a life/health insurance license.
I have recently started my own firm and I am looking to find a mentor advisor where I can buy/merge their practice and continue to learn from them as they transition out of the industry. I am ready to move on something within the next few months.