$20MM AUM | $200,000 GDC in Tucson, AZ

Member Level
Last Activity
this week
Listing Age
91 days old
Tucson, AZ, US
Listing Type
Buyer | Merge
Fee 0% Commission 100%
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I am currently 37 years old and have been in the business for fifteen years. After spending over ten years working as an advisor for an independent firm I transitioned out on my own to a different independent broker dealer. I am in the process of growing my business and am working towards being 100% fee based. I do currently have some brokerage and outside mutual fund accounts. I am looking to purchase and or possibly merge if the right situation presents itself. My advisory book of business consists of individual stocks, ETFs and a small number of mutual funds. My average client is either nearing retirement or retired. My firm offers financial planning, investment management and helps facilitate estate documents and tax strategies for our clients. If you are considering retirement and are looking for succession or are wanting to merge and grow please reach out.

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