$82MM AUM | $513,000 GDC in Dana Point, CA

Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more
Profile Age
238 days old
General
Location
Dana Point, CA, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$82,850,000.00
Gross Revenue
$513,000.00
# of Accounts
1,000
Avg Client Age
62
Overview

As a seasoned financial services professional with over 16 years of financial and investment planning experience, I have already successfully completed one practice acquisition with extremely high client satisfaction and retention rates. There have not been any client complaints or compliance / regulatory events in my practice (clean U-4).

I plan on being in the business at least another 15 years and have an established succession plan. My 12-month trailing gross revenue is just over 500k. This is comprised of 65% trail-based, 30% fee-based, and 5% commission based revenue. (The trail and commission based percentage are combined to 70% commission on the business analysis page.) I am interested in acquiring a small to medium sized practice ($200k to $500k revenue ideally with more fee-based revenue) to compliment and balance out my existent business model.

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