$52MM AUM | $325,000 GDC in Roseville, CA

Market
Advisor/RIA
Member Level
Basic
Last Activity
within 3 months
Profile Age
157 days old
General
Location
Roseville, CA, US
Profile Type
Seller | Find Successor
Fee 0% Commission 100%
AUM
$52,000,000.00
Gross Revenue
$325,000.00
# of Accounts
480
Avg Client Age
60
Overview

$52MM AUM / $325K Gross Revenue. This is a wholistic practice that interweaves insurance-based products, alternatives, TAMPs, and our own actively traded stock portfolios to potentially accomplish client objectives for growth and income. Equity positions across the board are mostly individual stocks and ETFs. 10% of the practice is in 401k accounts and we are attracting clients with a high net worth due to our experience in estate planning and charitable giving. Roughly 75% of compensation is fee-based.

I haven't quite decided if I want to retire, sell, merge, or establish a continuity plan but want to finalize my direction within 2-3 years. That said, if the right opportunity presented itself, I'd give it careful consideration before then.

The ideal candidate would be a CFP, someone willing to join our broker/dealer, and have experience or willingness to learn active trading. Skill set as a rain-maker is a plus. Client-centered attitude and customer service is an absolute must.

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