Member Level
Last Activity
6 months or more
Profile Age
286 days old
Thousand Oaks, CA, US
Profile Type
Business Type
Registered Investment Advisor
Fee 0% Commission 100%
Gross Revenue
# of Accounts
Avg Client Age

Full service financial planning practice primarily 95% focused on fee-based AUM accommodating clients with custodial services on existing annuities and outside investment products. Five offices located in Southern California, Orange County, Los Angeles County and Ventura County collectively 1.7B AUM. Thousand Oaks location planing office expansion currently 200mm AUM with mature client base in excess of 20 years average client age 67 with 455 households. Specialization in high net worth families and trust services including multi-generation advanced tax & estate planning techniques. Dedicated full time in house investment team no commission trading platform 10 risk models customized with audited performance results investment objectives ranging from principal protection to aggressive growth. Experienced and dedicated client services team assigned to provide personalized support for client needs. Interested in growing the Ventura County office expanding client base through purchasing existing practice of similar type financial planning firm.

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