Market
RIA
Member Level
Basic
Last Activity
within 2 months
Profile Age
389 days old
General
Location
San Francisco, CA, US
Profile Type
Buyer
Business Type
Registered Investment Advisor
AUM
$578,000,000.00
Gross Revenue
$4,000,000.00
# of Accounts
900
Avg Client Age
65
Overview

37yr old fee-only (no commissions or trails) RIA w/ 4 partners who are all Certified Financial Planners each managing ~$70-$150mm. 300 households averaging $1.3mm each. 4 investment models ranging from Income, Income & Growth, Growth & Income and Growth. 65% of AUM is invested in mutual funds (AF, JP Morgan, PIMCO, Blackrock, Vanguard are largest exposures), 33% in ETFs and 2% in Jefferson National Monument Advisor Variable Annuities. Average portfolio expense ratio ranges from 20bps-60bps. Financial Planning with eMoney financial planning software. Asset management with Morningstar Office. CRM with RedTail.

We have a young Certified Financial Planner with 4 years of paraplanning experience with the firm who is interested in exploring opportunities to increase the firm's AUM by acquiring compatible books of businesses.

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