Overview

I am the director of operations on this advisor's team and we are looking for acquisition opportunities and also for advisors who are looking to merge, establish a succession plan or upgrade their platform and offerings. The lead advisor is a CFP(R) with 25+ years experience and focuses on holistic financial planning and wealth management for corporate executives, successful business owners and "HNW" families. The advisor manages approx. $250M, with the majority being fee based advisory.
The firm itself is one of the tri-states preeminent independent wealth management firms and has been around for 35+ years with approximately $5 Billion AUM.

Over the past few years our firm has made significant investments in its technology and investment platform on both the client and advisor's side. In turn, this has allowed us, and will continue to allow us to scale the practice more efficiently. The lead advisor plans on working and growing the book for another 20 years and has already begun a succession plan of his own within the team.

Market
Advisor/RIA
Last Activity
6 months or more

Business Data

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