Market
RIA
Member Level
Basic
Last Activity
within 2 months
Profile Age
290 days old
General
Location
Carmel, IN, US
Profile Type
Buyer | Find Successor | Continuity
Business Type
Registered Investment Advisor
AUM
$45,000,000.00
Gross Revenue
$425,000.00
# of Accounts
200
Avg Client Age
52
Overview

Fee-Only Independent RIA with clients in 9 states with the main office in Carmel.

Main clients are Small-Business Owners and HNW Individuals, Families.

Provide Comprehensive Financial Planning and Discretionary Investment Mgmt utilizing In-House Models composed mostly of ETF's.

Interested in having conversations about the following potential scenarios:

1. Assisting an Advisor looking to transition/retire out of the business. Would assist this advisor in transitioning their business and provide platform/office location to plug into. Would be willing to help in all aspects of transition, especially client satisfaction/retention.
2. Partnering with a Wirehouse Advisor who is looking to transition their business from the Wirehouse to an independent platform that is Fee-Only. Main custodian is TD Ameritrade Institutional. Also, Lincoln Financial is used for Fee-Only Annuities. Have experience transitioning from several large B/D's and could help develop a customized plan for success.
3. Potential opportunities for a CPA/Accountant to join the firm to provide accounting services to clients. Ideal candidate should already be serving a book of business and is looking for a partner to help them grow.

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