Overview

$65MM AUM / $280K Gross Revenue / I am an RIA and an OSJ. My book of business is pretty evenly spread between Annuities, Closed End Mutual Funds, ETFs, Stocks and Bonds. I have approximately 400 accounts and 100% of my revenue is commission based.

I'm partly retired now but would like to be completely out of the industry within a year. However, depending on when I'm actually able to find the right successor, I'd prefer to stay on board for approximately 6 months during the transition in order to service the accounts.

Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more
Listing Age
177 days old

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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Variable Annuities

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Insurance Business

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