Market
RIA
Member Level
Basic
Last Activity
6 months or more
Profile Age
145 days old
General
Location
Jackson, WI, US
Profile Type
Buyer | Merge | Find Successor | Continuity | Join A Practice
Business Type
Registered Investment Advisor
AUM
$5,000,000.00
Gross Revenue
$40,000.00
# of Accounts
27
Avg Client Age
70
Overview

I offer investment management and financial planning as a flat-fee retainer program. I relocated from California to Wisconsin in the middle of 2018 and spent the last 1 1/2 years setting up my new home and registering with Wisconsin to begin looking for new clients here. Current income is about half of what it was while in California as a large portion was from one-time financial planning clients that did not want money management. Currently, I am just servicing the money managed clients I had in California that were comfortable working with me remotely. Now that I am able to work with new clients in Wisconsin, I am looking to either buy, merge or join another practice that needs Certified Financial Planners. Being a rainmaker is not my strength, taking care of clients and preparing financial plans are.

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