$78MM AUM | $560,000 GDC in Wethersfield, CT

Market
Advisor/RIA
Member Level
Basic
Last Activity
within 2 months
General
Location
Wethersfield, CT, US
Listing Type
Buyer | Merge | Continuity
Fee 0% Commission 100%
AUM
$78,000,000.00
Gross Revenue
$560,000.00
# of Accounts
450
Avg Client Age
62
Overview

Hybrid RIA with multiple office locations in CT; Wethersfield, Cheshire and soon in Quaker Hill. 59 mm AUM on Advisory side with TD Ameritrade Institutional as custodian for 173 HH. Looking for any of the following; 1) senior advisor looking for transition through a succession plan in coming 2 - 6 years 2) associate advisors to join my firm, 3) like minded FA to partner with. I have over 20 years experience, with CERTIFIED FINANCIAL PLANNER™ designation obtained in 1999. Have previously worked at insurance based BD, regional wire and Indie BD before founding my own RIA firm in summer of 2016. I have a BD relationship with PKS. Currently employing 2 full time support staff whoa re able to assist in transition and support of your business; one currently obtaining MBA and other licensed with 3 years experience.

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