Overview

I am 38 years old, living in West Sacramento with 15 years financial industry experience. Series 7, 63, 65 certifications and CIMA designation. Clean U-5. Former financial advisor who has spent the last 13 years wholesaling for a large asset management company in Northern California and other west coast territories. Looking to join a practice as a seasoned successor or as a partner. Currently I have only 900K of personal assets under management, but also a long, proven track record building relationships, gathering assets, presenting to institutions and HNW individuals, investment analysis, portfolio construction, asset allocation and client service. Beyond that, I also offer familiarity with competitor BD platforms/contracts/models to help win business from outside firms.

I am really looking for the best fit so initial compensation is not a priority. What I am looking for is a partner or team who needs any or all of the following:

a.) help on the investment management side, whether its transitioning their book to advisory business, streamlining their current advisory business or defined contribution investment models

B.) a seasoned investment professional available for client meetings/service so you can focus more of your efforts on gathering new assets or because you are scaling back work load and getting ready to retire

C.) an asset gatherer to compliment the assets you are currently bringing in or as an asset gatherer to ensure growth of your fees even as you retire

Outside of work, I enjoy golfing (low handicap), boating (2001 Bayliner), biking, Skiing (Tahoe season passes), hiking and volunteering (my dog is service animal/therapy dog in training).


Last Activity
6 months or more

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