Overview

I am a CFP® and specialize in Sustainable Investing. I left a large book at a captive firm mid-2019 by buying a book at an independent firm that had about $7M AUM. Doubled AUM in 2020 when a handful of my captive clients moved over to me. Now that I have successfully transitioned the clients from the acquired book and have reached the end of the work-out agreement with the selling advisor, I would like to purchase another (perhaps larger) book and work through the process again. My staff and I are now experienced with the acquisition and transition process, so I feel that we can make it an easy transition for anyone looking to sell a book. My BD will finance and handle contracting for any acquisition. For larger books, we would likely split clients between myself, a very experienced/semi-retired partner who would be willing to work with a handful of HNW clients and a junior advisor who's focus is working with younger to middle-aged clients.

Last Activity
2 weeks

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