Overview

We are looking for an advisor to join our hybrid firm. Avoid the hassles of running your own practice and avoid quotas or resctrictions that you would normally experience in a large firm! We are affiliated with an independent broker dealer that clears through Pershing and have our own RIA. We use eMoney software to provide financial plans for clients, and use LaserApp for completing paperwork and Redtail CRM. We can actively manage outside assets such as 401(k)'s as well as in-house brokerage accounts. An advisor can choose to offer a variety of annuity, health, life, and long-term care insurance products (or not) depending upon his/her specialty. We have beautiful Class A office space and an administrative team. Each advisor has a private office and there are two conferences rooms with space to socially distance. Our professional team provides client service and trading support so each advisor can spend less time on administrative tasks.

An ideal partner has Series 7 and 65 or 66 licenses and is looking to grow his/her business over time. We handle compliance tasks for you and have a resident principal in the office. An advisor that joins retains ownership of his/her own clients.


Last Activity
within 3 months
Listing Updated
Dec. 21, 2023

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred

Variable Annuities

Blurred Blurred

Insurance Business

Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred
Resources
Loading...