Overview

Fee-based Registered Investment Advisor (RIA), is actively seeking to recruit financial advisors and small RIA firms advisors in the NY Metro area. With roughly $1.25B under management and 20+ years longevity, the firm is offering exceptional investment, operations, administrative and compliance support. You will get technical support from our portfolio managers and our financial planning service team to expedite the business development and client service processes. In addition, you should have a small, established, and portable client base to bring to our firm that you will continue to serve and develop.

If you are an Investment Advisor/Broker with a book of business, who identifies with any of the below, shoot me a message and let’s talk.
• An investment advisor working within the limits of a commission-based model, who would welcome the opportunity to better serve clients in an fee-only relationship;
• An investment professional who is currently providing advisory services on a fee basis for a very large investment firm, who appreciates the value of customized strategies enabling them to more rapidly and pro-actively manage the service delivery on behalf of their valued clients;
• An investment advisor looking to retire within the next 5 years who is looking for an exit strategy for their book of clients. We stand ready to purchase the book of business for a reasonable value helping to support your current retirement plan.

Last Activity
6 months or more

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